SUBCHAPTER D—RISK AND NEEDS ASSESSMENT SYSTEM
§3631. Duties of the Attorney General
(a)
(1) the Director of the Bureau of Prisons;
(2) the Director of the Administrative Office of the United States Courts;
(3) the Director of the Office of Probation and Pretrial Services;
(4) the Director of the National Institute of Justice;
(5) the Director of the National Institute of Corrections; and
(6) the Independent Review Committee authorized by the First Step Act of 2018 1
(b)
(1) conduct a review of the existing prisoner risk and needs assessment systems in operation on the date of enactment of this subchapter;
(2) develop recommendations regarding evidence-based recidivism reduction programs and productive activities in accordance with section 3633;
(3) conduct ongoing research and data analysis on—
(A) evidence-based recidivism reduction programs relating to the use of prisoner risk and needs assessment tools;
(B) the most effective and efficient uses of such programs;
(C) which evidence-based recidivism reduction programs are the most effective at reducing recidivism, and the type, amount, and intensity of programming that most effectively reduces the risk of recidivism; and
(D) products purchased by Federal agencies that are manufactured overseas and could be manufactured by prisoners participating in a prison work program without reducing job opportunities for other workers in the United States;
(4) on an annual basis, review, validate, and release publicly on the Department of Justice website the risk and needs assessment system, which review shall include—
(A) any subsequent changes to the risk and needs assessment system made after the date of enactment of this subchapter;
(B) the recommendations developed under paragraph (2), using the research conducted under paragraph (3);
(C) an evaluation to ensure that the risk and needs assessment system bases the assessment of each prisoner's risk of recidivism on indicators of progress and of regression that are dynamic and that can reasonably be expected to change while in prison;
(D) statistical validation of any tools that the risk and needs assessment system uses; and
(E) an evaluation of the rates of recidivism among similarly classified prisoners to identify any unwarranted disparities, including disparities among similarly classified prisoners of different demographic groups, in such rates;
(5) make any revisions or updates to the risk and needs assessment system that the Attorney General determines appropriate pursuant to the review under paragraph (4), including updates to ensure that any disparities identified in paragraph (4)(E) are reduced to the greatest extent possible; and
(6) report to Congress in accordance with section 3634.
(Added
Editorial Notes
References in Text
The First Step Act of 2018, referred to in subsec. (a)(6), is
The date of enactment of this subchapter, referred to in subsec. (b)(1), (4)(A), is the date of enactment of
Statutory Notes and Related Subsidiaries
Independent Review Committee
"(a)
"(b)
"(c)
"(d)
"(1) 2 individuals who have published peer-reviewed scholarship about risk and needs assessments in both corrections and community settings;
"(2) 2 corrections practitioners who have developed and implemented a risk assessment tool in a corrections system or in a community supervision setting, including 1 with prior experience working within the Bureau of Prisons; and
"(3) 1 individual with expertise in assessing risk assessment implementation.
"(e)
"(1) conducting a review of the existing prisoner risk and needs assessment systems in operation on the date of enactment of this Act;
"(2) developing recommendations regarding evidence-based recidivism reduction programs and productive activities;
"(3) conducting research and data analysis on—
"(A) evidence-based recidivism reduction programs relating to the use of prisoner risk and needs assessment tools;
"(B) the most effective and efficient uses of such programs; and
"(C) which evidence-based recidivism reduction programs are the most effective at reducing recidivism, and the type, amount, and intensity of programming that most effectively reduces the risk of recidivism; and
"(4) reviewing and validating the risk and needs assessment system.
"(f)
"(g)
"(1) a list of all offenses of conviction for which prisoners were ineligible to receive time credits under
"(2) the criminal history categories of prisoners ineligible to receive time credits under
"(3) the number of prisoners ineligible to apply time credits under
"(4) any recommendations for modifications to
"(h)
1 So in original. Probably should be followed by a period.
§3632. Development of risk and needs assessment system
(a)
(1) determine the recidivism risk of each prisoner as part of the intake process, and classify each prisoner as having minimum, low, medium, or high risk for recidivism;
(2) assess and determine, to the extent practicable, the risk of violent or serious misconduct of each prisoner;
(3) determine the type and amount of evidence-based recidivism reduction programming that is appropriate for each prisoner and assign each prisoner to such programming accordingly, and based on the prisoner's specific criminogenic needs, and in accordance with subsection (b);
(4) reassess the recidivism risk of each prisoner periodically, based on factors including indicators of progress, and of regression, that are dynamic and that can reasonably be expected to change while in prison;
(5) reassign the prisoner to appropriate evidence-based recidivism reduction programs or productive activities based on the revised determination to ensure that—
(A) all prisoners at each risk level have a meaningful opportunity to reduce their classification during the period of incarceration;
(B) to address 1 the specific criminogenic needs of the prisoner; and
(C) all prisoners are able to successfully participate in such programs;
(6) determine when to provide incentives and rewards for successful participation in evidence-based recidivism reduction programs or productive activities in accordance with subsection (e);
(7) determine when a prisoner is ready to transfer into prerelease custody or supervised release in accordance with section 3624; and
(8) determine the appropriate use of audio technology for program course materials with an understanding of dyslexia.
In carrying out this subsection, the Attorney General may use existing risk and needs assessment tools, as appropriate.
(b)
(1) programs in which the Bureau of Prisons shall assign the prisoner to participate, according to the prisoner's specific criminogenic needs; and
(2) information on the best ways that the Bureau of Prisons can tailor the programs to the specific criminogenic needs of each prisoner so as to most effectively lower each prisoner's risk of recidivism.
(c)
(d)
(1)
(A) phone privileges, or, if available, video conferencing privileges, for up to 30 minutes per day, and up to 510 minutes per month; and
(B) additional time for visitation at the prison, as determined by the warden of the prison.
(2)
(A) bed availability at the transfer facility;
(B) the prisoner's security designation; and
(C) the recommendation from the warden of the prison at which the prisoner is incarcerated at the time of making the request.
(3)
(A) Increased commissary spending limits and product offerings.
(B) Extended opportunities to access the email system.
(C) Consideration of transfer to preferred housing units (including transfer to different prison facilities).
(D) Other incentives solicited from prisoners and determined appropriate by the Director.
(4)
(A)
(i) A prisoner shall earn 10 days of time credits for every 30 days of successful participation in evidence-based recidivism reduction programming or productive activities.
(ii) A prisoner determined by the Bureau of Prisons to be at a minimum or low risk for recidivating, who, over 2 consecutive assessments, has not increased their risk of recidivism, shall earn an additional 5 days of time credits for every 30 days of successful participation in evidence-based recidivism reduction programming or productive activities.
(B)
(i) prior to the date of enactment of this subchapter; or
(ii) during official detention prior to the date that the prisoner's sentence commences under section 3585(a).
(C)
(D)
(i) Section 32, relating to destruction of aircraft or aircraft facilities.
(ii) Section 33, relating to destruction of motor vehicles or motor vehicle facilities.
(iii) Section 36, relating to drive-by shootings.
(iv) Section 81, relating to arson within special maritime and territorial jurisdiction.
(v) Section 111(b), relating to assaulting, resisting, or impeding certain officers or employees using a deadly or dangerous weapon or inflicting bodily injury.
(vi) Paragraph (1), (7), or (8) of section 113(a), relating to assault with intent to commit murder, assault resulting in substantial bodily injury to a spouse or intimate partner, a dating partner, or an individual who has not attained the age of 16 years, or assault of a spouse, intimate partner, or dating partner by strangling, suffocating, or attempting to strangle or suffocate.
(vii) Section 115, relating to influencing, impeding, or retaliating against a Federal official by injuring a family member, except for a threat made in violation of that section.
(viii) Section 116, relating to female genital mutilation.
(ix) Section 117, relating to domestic assault by a habitual offender.
(x) Any section of
(xi) Any section of
(xii) Section 351, relating to Congressional, Cabinet, and Supreme Court assassination, kidnapping, and assault.
(xiii) Section 521, relating to criminal street gangs.
(xiv) Section 751, relating to prisoners in custody of an institution or officer.
(xv) Section 793, relating to gathering, transmitting, or losing defense information.
(xvi) Section 794, relating to gathering or delivering defense information to aid a foreign government.
(xvii) Any section of
(xviii) Section 842(p), relating to distribution of information relating to explosives, destructive devices, and weapons of mass destruction, but only if the conviction involved a weapon of mass destruction (as defined in section 2332a(c)).
(xix) Subsection (f)(3), (h), or (i) of section 844, relating to the use of fire or an explosive.
(xx) Section 871, relating to threats against the President and successors to the Presidency.
(xxi) Section 879, relating to threats against former Presidents and certain other persons.
(xxii) Section 924(c), relating to unlawful possession or use of a firearm during and in relation to any crime of violence or drug trafficking crime.
(xxiii) Section 1030(a)(1), relating to fraud and related activity in connection with computers.
(xxiv) Section 1091, relating to genocide.
(xxv) Any section of
(xxvi) Any section of
(xxvii) Any offense under
(xxviii) Section 1751, relating to Presidential and Presidential staff assassination, kidnapping, and assault.
(xxix) Section 1791, relating to providing or possessing contraband in prison.
(xxx) Section 1792, relating to mutiny and riots.
(xxxi) Section 1841(a)(2)(C), relating to intentionally killing or attempting to kill an unborn child.
(xxxii) Section 1992, relating to terrorist attacks and other violence against railroad carriers and against mass transportation systems on land, on water, or through the air.
(xxxiii) Section 2113(e), relating to bank robbery resulting in death.
(xxxiv) Section 2118(c), relating to robberies and burglaries involving controlled substances resulting in assault, putting in jeopardy the life of any person by the use of a dangerous weapon or device, or death.
(xxxv) Section 2119, relating to taking a motor vehicle (commonly referred to as "carjacking").
(xxxvi) Any section of
(xxxvii) Any section of
(xxxviii) Section 2250, relating to failure to register as a sex offender.
(xxxix) Section 2251, relating to the sexual exploitation of children.
(xl) Section 2251A, relating to the selling or buying of children.
(xli) Section 2252, relating to certain activities relating to material involving the sexual exploitation of minors.
(xlii) Section 2252A, relating to certain activities involving material constituting or containing child pornography.
(xliii) Section 2260, relating to the production of sexually explicit depictions of a minor for importation into the United States.
(xliv) Section 2283, relating to the transportation of explosive, biological, chemical, or radioactive or nuclear materials.
(xlv) Section 2284, relating to the transportation of terrorists.
(xlvi) Section 2291, relating to the destruction of a vessel or maritime facility, but only if the conduct that led to the conviction involved a substantial risk of death or serious bodily injury.
(xlvii) Any section of
(xlviii) Section 2340A, relating to torture.
(xlix) Section 2381, relating to treason.
(l) Section 2442, relating to the recruitment or use of child soldiers.
(li) An offense described in section 3559(c)(2)(F), for which the offender was sentenced to a term of imprisonment of more than 1 year, if the offender has a previous conviction, for which the offender served a term of imprisonment of more than 1 year, for a Federal or State offense, by whatever designation and wherever committed, consisting of murder (as described in section 1111), voluntary manslaughter (as described in section 1112), assault with intent to commit murder (as described in section 113(a)), aggravated sexual abuse and sexual abuse (as described in sections 2241 and 2242), abusive sexual contact (as described in sections 2244(a)(1) and (a)(2)), kidnapping (as described in
(lii) Section 57(b) of the Atomic Energy Act of 1954 (
(liii) Section 92 of the Atomic Energy Act of 1954 (
(liv) Section 101 of the Atomic Energy Act of 1954 (
(lv) Section 224 or 225 of the Atomic Energy Act of 1954 (
(lvi) Section 236 of the Atomic Energy Act of 1954 (
(lvii)
(lviii) Section 401(a) of the Controlled Substances Act (
(lix) Section 276(a) of the Immigration and Nationality Act (
(lx) Section 277 of the Immigration and Nationality Act (
(lxi) Section 278 of the Immigration and Nationality Act (
(lxii) Any section of the Export Administration Act of 1979 (
(lxiii) Section 206 of the International Emergency Economic Powers Act (
(lxiv) Section 601 of the National Security Act of 1947 (
(lxv) Subparagraph (A)(i) or (B)(i) of section 401(b)(1) of the Controlled Substances Act (
(lxvi) Subparagraph (A)(vi) or (B)(vi) of section 401(b)(1) of the Controlled Substances Act (
(lxvii) Subparagraph (A)(viii) or (B)(viii) of section 401(b)(1) of the Controlled Substances Act (
(lxviii) Subparagraph (A) or (B) of section 401(b)(1) of the Controlled Substances Act (
(I) the offense involved a mixture or substance containing a detectable amount of N-phenyl-N-[1-(2-phenylethyl)-4-piperidinyl] propanamide, or any analogue thereof; and
(II) the offender was an organizer, leader, manager, or supervisor of others in the offense, as determined under the guidelines promulgated by the United States Sentencing Commission.
(E)
(i)
(ii)
(5)
(6)
(e)
(1) general levels of violations and resulting reductions;
(2) that any reduction that includes the loss of time credits shall require written notice to the prisoner, shall be limited to time credits that a prisoner earned as of the date of the prisoner's rule violation, and shall not include any future time credits that the prisoner may earn; and
(3) for a procedure to restore time credits that a prisoner lost as a result of a rule violation, based on the prisoner's individual progress after the date of the rule violation.
(f)
(1) initial training to educate officers and employees on how to use the System in an appropriate and consistent manner, as well as the reasons for using the System;
(2) continuing education;
(3) periodic training updates; and
(4) a requirement that such officers and employees demonstrate competence in administering the System, including interrater reliability, on a biannual basis.
(g)
(h)
(1)
(A) the intake process; and
(B) each periodic risk reassessment of a prisoner.
(2)
(Added
Editorial Notes
References in Text
The date of enactment of this subchapter, referred to in subsecs. (a) and (d)(4)(B)(i), is the date of enactment of
The First Step Act of 2018, referred to in subsec. (a), is
The Export Administration Act of 1979, referred to in subsec. (d)(4)(D)(lxii), is
2 So in original. Probably should be followed by a period.
§3633. Evidence-based recidivism reduction program and recommendations
(a)
(1) review the effectiveness of evidence-based recidivism reduction programs that exist as of the date of enactment of this subchapter in prisons operated by the Bureau of Prisons;
(2) review available information regarding the effectiveness of evidence-based recidivism reduction programs and productive activities that exist in State-operated prisons throughout the United States;
(3) identify the most effective evidence-based recidivism reduction programs;
(4) review the policies for entering into evidence-based recidivism reduction partnerships described in section 3621(h)(5); and
(5) direct the Bureau of Prisons regarding—
(A) evidence-based recidivism reduction programs;
(B) the ability for faith-based organizations to function as a provider of educational evidence-based programs outside of the religious classes and services provided through the Chaplaincy; and
(C) the addition of any new effective evidence-based recidivism reduction programs that the Attorney General finds.
(b)
(1) reviewing statistics on the prevalence of dyslexia, and the effectiveness of any programs implemented to mitigate the effects of dyslexia, in prisons operated by the Bureau of Prisons and State-operated prisons throughout the United States; and
(2) incorporating the findings of the Attorney General under paragraph (1) of this subsection into any directives given to the Bureau of Prisons under paragraph (5) of subsection (a).
(Added
Editorial Notes
References in Text
The First Step Act of 2018, referred to in subsec. (a), is
The date of enactment of this subchapter, referred to in subsec. (a)(1), is the date of enactment of
§3634. Report
Beginning on the date that is 2 years after the date of enactment of this subchapter, and annually thereafter for a period of 5 years, the Attorney General shall submit a report to the Committees on the Judiciary of the Senate and the House of Representatives and the Subcommittees on Commerce, Justice, Science, and Related Agencies of the Committees on Appropriations of the Senate and the House of Representatives that contains the following:
(1) A summary of the activities and accomplishments of the Attorney General in carrying out this Act.
(2) A summary and assessment of the types and effectiveness of the evidence-based recidivism reduction programs and productive activities in prisons operated by the Bureau of Prisons, including—
(A) evidence about which programs have been shown to reduce recidivism;
(B) the capacity of each program and activity at each prison, including the number of prisoners along with the recidivism risk of each prisoner enrolled in each program; and
(C) identification of any gaps or shortages in capacity of such programs and activities.
(3) Rates of recidivism among individuals who have been released from Federal prison, based on the following criteria:
(A) The primary offense of conviction.
(B) The length of the sentence imposed and served.
(C) The Bureau of Prisons facility or facilities in which the prisoner's sentence was served.
(D) The evidence-based recidivism reduction programming that the prisoner successfully completed, if any.
(E) The prisoner's assessed and reassessed risk of recidivism.
(F) The productive activities that the prisoner successfully completed, if any.
(4) The status of prison work programs at facilities operated by the Bureau of Prisons, including—
(A) a strategy to expand the availability of such programs without reducing job opportunities for workers in the United States who are not in the custody of the Bureau of Prisons, including the feasibility of prisoners manufacturing products purchased by Federal agencies that are manufactured overseas;
(B) an assessment of the feasibility of expanding such programs, consistent with the strategy required under subparagraph (A), with the goal that 5 years after the date of enactment of this subchapter, not less than 75 percent of eligible minimum- and low-risk offenders have the opportunity to participate in a prison work program for not less than 20 hours per week; and
(C) a detailed discussion of legal authorities that would be useful or necessary to achieve the goals described in subparagraphs (A) and (B).
(5) An assessment of the Bureau of Prisons' compliance with section 3621(h).
(6) An assessment of progress made toward carrying out the purposes of this subchapter, including any savings associated with—
(A) the transfer of prisoners into prerelease custody or supervised release under section 3624(g), including savings resulting from the avoidance or deferral of future construction, acquisition, and operations costs; and
(B) any decrease in recidivism that may be attributed to the System or the increase in evidence-based recidivism reduction programs required under this subchapter.
(7) An assessment of budgetary savings resulting from this subchapter, including—
(A) a summary of the amount of savings resulting from the transfer of prisoners into prerelease custody under this chapter, including savings resulting from the avoidance or deferral of future construction, acquisition, or operations costs;
(B) a summary of the amount of savings resulting from any decrease in recidivism that may be attributed to the implementation of the risk and needs assessment system or the increase in recidivism reduction programs and productive activities required by this subchapter;
(C) a strategy to reinvest the savings described in subparagraphs (A) and (B) in other—
(i) Federal, State, and local law enforcement activities; and
(ii) expansions of recidivism reduction programs and productive activities in the Bureau of Prisons; and
(D) a description of how the reduced expenditures on Federal corrections and the budgetary savings resulting from this subchapter are currently being used and will be used to—
(i) increase investment in law enforcement and crime prevention to combat gangs of national significance and high-level drug traffickers through the High Intensity Drug Trafficking Areas Program and other task forces;
(ii) hire, train, and equip law enforcement officers and prosecutors; and
(iii) promote crime reduction programs using evidence-based practices and strategic planning to help reduce crime and criminal recidivism.
(8) Statistics on—
(A) the prevalence of dyslexia among prisoners in prisons operated by the Bureau of Prisons; and
(B) any change in the effectiveness of dyslexia mitigation programs among such prisoners that may be attributed to the incorporation of dyslexia screening into the System and of dyslexia treatment into the evidence-based recidivism reduction programs, as required under this chapter.
(Added
Editorial Notes
References in Text
The date of enactment of this subchapter, referred to in text, is the date of enactment of
This Act, referred to in par. (1), is
§3635. Definitions
In this subchapter the following definitions apply:
(1)
(2)
(A) evidence-based (as defined in section 8101(21) of the Elementary and Secondary Education Act of 1965 (
(B) efficient and low-cost; and
(C) readily available.
(3)
(A) has been shown by empirical evidence to reduce recidivism or is based on research indicating that it is likely to be effective in reducing recidivism;
(B) is designed to help prisoners succeed in their communities upon release from prison; and
(C) may include—
(i) social learning and communication, interpersonal, anti-bullying, rejection response, and other life skills;
(ii) family relationship building, structured parent-child interaction, and parenting skills;
(iii) classes on morals or ethics;
(iv) academic classes;
(v) cognitive behavioral treatment;
(vi) mentoring;
(vii) substance abuse treatment;
(viii) vocational training;
(ix) faith-based classes or services;
(x) civic engagement and reintegrative community services;
(xi) a prison job, including through a prison work program;
(xii) victim impact classes or other restorative justice programs; and
(xiii) trauma counseling and trauma-informed support programs.
(4)
(5)
(6)
(A) as part of the intake process, the risk that a prisoner will recidivate upon release from prison;
(B) the recidivism reduction programs that will best minimize the risk that the prisoner will recidivate upon release from prison; and
(C) the periodic reassessment of risk that a prisoner will recidivate upon release from prison, based on factors including indicators of progress and of regression, that are dynamic and that can reasonably be expected to change while in prison.
(Added